SMBC Nikko Capital Markets Limited

Active02418137 Private limited company

Incorporated: 30 August 1989 (37 years)
Previously known as: SMBC Capital Markets Limited (until 1 October 2010)
SBCM Limited (until 2 April 2001)
S.B.C.M. (UK) Limited (until 29 October 1991)
Earlier: Braycopse Limited
Industry: Security dealing on own account (64991)
Directors: Aarti Sharma
Hiroshi Ibaraki
James Richard Garvey
all 6 directors
Controlled by: Sumitomo Mitsui Financial Group, Inc.
Accounts type: Group
Region: Greater London
Address: 100 Liverpool Street
London
EC2M 2AT

Website & contact details

Group website: smbcgroup.com
The site of this company’s group or brand.

Filing status

Accounts due: 31 December 2027
Last accounts: 31 March 2026
Conf. stmt due: 22 June 2027
Last conf. stmt: 8 June 2026

Charges

Total: 8
Outstanding: 7
Part satisfied: 0
Satisfied: 1

Officers 7 active

Officer details are public data from the Companies House register.

Sharma, Aarti

Director · Appointed 1 October 2026

Also at SMBC Derivative Products Limited, SMBC Leasing (UK) Limited · more companies

British

Born August 1970 (56)

Ibaraki, Hiroshi

Director · Appointed 1 April 2026

Also at SMBC Bank International PLC, The Japanese School Limited · more companies

Japanese

Born September 1971 (55)

Hughes, James Richard

Secretary · Appointed 10 November 2025

Garvey, James Richard

Director · Appointed 1 October 2024

Also at Goodbody Stockbrokers UC, SMBC Bank International PLC · more companies

Irish

Born April 1962 (64)

Miura, Bungo

Director · Appointed 18 July 2024

Japanese

Born August 1967 (59)

Desai, Mehul Mahendrakumar

Director · Appointed 1 April 2024

Also at SMBC Derivative Products Limited, The Garden Classroom

British

Born August 1963 (63)

Turner, Maria Francisca

Director · Appointed 21 January 2021

British

Born October 1967 (59)

Officer history (65 former)

1 October 2026

Appointed Sharma, Aarti as Director

30 September 2026

Resigned Yates, Antony as Director

1 April 2026

Appointed Ibaraki, Hiroshi as Director

31 March 2026

Resigned Kawafune, Hideo as Director

9 February 2026

Resigned Bradley, Mark James as Secretary

10 November 2025

Appointed Hughes, James Richard as Secretary

1 January 2025

Resigned Hooton, Tamsin as Secretary

1 January 2025

Appointed Bradley, Mark James as Secretary

31 December 2024

Resigned Souchon, Stephen Alec as Director

1 October 2024

Appointed Garvey, James Richard as Director

30 September 2024

Resigned Jackson, Patricia Doreen as Director

18 July 2024

Resigned Yazawa, Takahiro as Director

18 July 2024

Appointed Miura, Bungo as Director

13 May 2024

Resigned Bradley, Mark James as Secretary

13 May 2024

Appointed Hooton, Tamsin as Secretary

1 April 2024

Appointed Desai, Mehul Mahendrakumar as Director

12 October 2023

Resigned Ishii, Yukio as Director

4 April 2023

Resigned Nakamura, Keiichiro as Director

6 April 2022

Appointed Ishii, Yukio as Director

4 March 2022

Resigned Minami, Hitoshi as Director

5 November 2021

Appointed Bradley, Mark James as Secretary

5 November 2021

Resigned Dave, Parul as Secretary

21 January 2021

Appointed Turner, Maria Francisca as Director

31 December 2020

Resigned Thomas, John David as Director

20 May 2020

Resigned Imaeda, Tetsuro as Director

1 May 2020

Appointed Nakamura, Keiichiro as Director

30 April 2020

Resigned Thomas, John David as Director

31 March 2020

Resigned Okubo, Naoki as Director

31 March 2019

Resigned Miura, Bungo as Director

10 September 2018

Appointed Minami, Hitoshi as Director

5 July 2018

Resigned Nakamura, Keiichiro as Director

4 July 2018

Appointed Kawafune, Hideo as Director

19 April 2018

Resigned Akiyama, Mitsuhiro as Director

26 January 2018

Appointed Souchon, Stephen Alec as Director

13 June 2017

Appointed Jackson, Patricia Doreen as Director

9 May 2017

Appointed Okubo, Naoki as Director

23 March 2017

Resigned Tsutsumi, Yaoki as Director

5 December 2016

Resigned Oiwa, Hisato as Director

20 October 2016

Resigned Avery, Jonathan William as Secretary

20 October 2016

Appointed Dave, Parul as Secretary

13 October 2016

Resigned Oshima, Masahiko as Director

13 October 2016

Appointed Imaeda, Tetsuro as Director

15 June 2016

Appointed Akiyama, Mitsuhiro as Director

26 May 2016

Resigned Hayashi, Yuji as Director

5 May 2016

Appointed Miura, Bungo as Director

11 April 2016

Resigned Okumura, Makoto as Director

11 August 2015

Appointed Thomas, John David as Director

11 August 2015

Resigned Hosomi, Kenichi as Director

11 August 2015

Resigned Ohmi, Yoshiyuki as Director

11 August 2015

Appointed Thomas, John David as Director

11 August 2015

Appointed Nakamura, Keiichiro as Director

29 July 2015

Appointed Tsutsumi, Yaoki as Director

24 October 2014

Appointed Okumura, Makoto as Director

24 October 2014

Resigned West, Iain Dominic as Director

24 October 2014

Resigned Miyagaki, Naoya as Director

24 October 2014

Appointed Yazawa, Takahiro as Director

24 October 2014

Appointed Ohmi, Yoshiyuki as Director

6 October 2014

Appointed Oiwa, Hisato as Director

27 May 2014

Resigned Tagaya, Makoto as Director

23 April 2014

Resigned Hayashi, Taro as Director

23 April 2014

Resigned Azuma, Masayuki as Director

25 March 2014

Appointed Oshima, Masahiko as Director

19 November 2012

Appointed Tagaya, Makoto as Director

6 November 2012

Appointed Miyagaki, Naoya as Director

18 September 2012

Appointed Hosomi, Kenichi as Director

18 September 2012

Resigned Suzuki, Ryo as Director

12 September 2012

Appointed Azuma, Masayuki as Director

27 April 2012

Resigned Akiyama, Mitsuhiro as Director

27 April 2012

Resigned Takahashi, Kenichi as Director

11 April 2012

Appointed Hayashi, Taro as Director

5 August 2009

Appointed Hayashi, Yuji as Director

12 June 2009

Resigned Matsuzaki, Gen as Director

12 June 2009

Appointed Akiyama, Mitsuhiro as Director

12 June 2009

Appointed Takahashi, Kenichi as Director

12 June 2009

Resigned Sewell, Anthony as Director

12 June 2009

Appointed Suzuki, Ryo as Director

30 April 2009

Resigned Isono, Tsuyoshi as Director

1 April 2009

Resigned Serizawa, Mitsugu as Director

27 March 2009

Resigned Tonoike, Tetsuya as Director

18 May 2007

Appointed Isono, Tsuyoshi as Director

30 March 2007

Resigned Fujisawa, Tetsufumi as Director

27 July 2006

Appointed Tonoike, Tetsuya as Director

9 June 2006

Resigned Morooka, Kenichi as Director

20 January 2006

Appointed Serizawa, Mitsugu as Director

9 December 2005

Resigned Namikawa, Katsuhiko as Director

3 December 2004

Appointed Matsuzaki, Gen as Director

24 May 2004

Appointed West, Iain Dominic as Director

26 April 2004

Appointed Fujisawa, Tetsufumi as Director

5 April 2004

Resigned Kawamoto, Naoyuki as Director

28 February 2003

Appointed Namikawa, Katsuhiko as Director

10 January 2003

Resigned Maeda, Hiroshi as Director

24 October 2002

Resigned Sugiyama, Shinji as Director

13 May 2002

Appointed Sewell, Anthony as Director

13 May 2002

Resigned Yates, Antony as Secretary

13 May 2002

Appointed Avery, Jonathan William as Secretary

4 March 2002

Resigned Brennan, Joseph L as Director

14 June 2001

Appointed Sugiyama, Shinji as Director

14 December 2000

Resigned Okada, Natsuo as Director

1 October 1999

Appointed Yates, Antony as Secretary

1 October 1999

Resigned Russell, John Douglas as Secretary

2 April 1999

Resigned Kondoh, Akira as Director

11 March 1999

Resigned Fukushima, Sumio as Director

11 March 1999

Appointed Morooka, Kenichi as Director

11 March 1999

Resigned Kashima, Toshiyuki as Director

11 March 1999

Appointed Okada, Natsuo as Director

1 October 1998

Appointed Fukushima, Sumio as Director

22 May 1998

Resigned Konishi, Atsuo as Director

18 September 1997

Appointed Russell, John Douglas as Secretary

22 August 1997

Resigned Mussachia, John James as Secretary

22 August 1997

Resigned Mussachia, John James as Director

17 June 1997

Resigned Okuyama, Shunichi as Director

17 June 1997

Appointed Kondoh, Akira as Director

23 May 1997

Resigned Kita, Kenji as Director

23 May 1997

Appointed Kashima, Toshiyuki as Director

25 September 1996

Resigned Furuse, Yoichiro as Director

25 September 1996

Appointed Okuyama, Shunichi as Director

5 July 1995

Appointed Maeda, Hiroshi as Director

5 July 1995

Appointed Yates, Antony as Director

5 July 1995

Appointed Brennan, Joseph L as Director

5 July 1995

Appointed Furuse, Yoichiro as Director

5 July 1995

Appointed Mussachia, John James as Director

5 July 1995

Appointed Mussachia, John James as Secretary

5 July 1995

Resigned Tobimatsu, Shuichi as Director

5 July 1995

Resigned Kashima, Toshiyuki as Director

5 July 1995

Resigned Copenhaver, John Harrison as Director

1 May 1995

Resigned Pearce, Christopher as Director

1 May 1995

Resigned Pearce, Christopher as Secretary

1 December 1994

Appointed Kawamoto, Naoyuki as Director

14 January 1994

Resigned Hotta, Kensuke as Director

14 January 1994

Appointed Tobimatsu, Shuichi as Director

22 April 1992

Appointed Hotta, Kensuke as Director

Ownership 1 active

People and entities with significant control, from the Companies House PSC register

Sumitomo Mitsui Financial Group, Inc.

Corporate entity · Notified 1 October 2016

Has significant influence or control (as a firm)

Japanese Bank Holding Company

Holdings 1

Companies where SMBC Nikko Capital Markets Limited is registered as a person with significant control

SMBC Derivative Products Limited

Owns 75–100% of shares

Active

Filings

Recent filings only. See the full history on Companies House

Date	Description	Made Up To
7 August 2026	Group of companies' accounts	31 March 2026
10 June 2026	Confirmation statement with no updates	8 June 2026
13 May 2026	Director's details changed
1 April 2026	Termination of appointment of a director
1 April 2026	Appointment of a director